9. Our Highest Interests: Phenomenology and Belief
March 27, 2008
On James and Husserl:
In philosophical terms, the term phenomenology has had several interpretations, each of which has involved a study of the relationship between phenomena and consciousness via different methodologies and perspectives. Kant introduced the phenomenal view of experience, positing that the world cannot be understood in any way other than how we experience it––any understanding of world is necessarily phenomenal because all knowledge begins with experience which forms the fundamental intuitions of the mind. Hegel’s phenomenology continues and attempts to complete the work of Kant. Abandoning the hierarchichal notion of inner and outer experience, observer and object, Hegel views experience itself as being in the world as a phenomena of the Mind or Geist; for Hegel, it makes no sense to draw the distinction of things in themselves because in order for the phenomenon of experience to occur there can be no separation between the mind and the world; it is all ‘Spirit.’ As Merleau-Ponty points out, Kierkegaard, Nietzsche and Freud can all be seen, in one way or another, as early disciples of phenomenology. He writes:
[Phenomenology] is a transcendental philosophy that suspends affirmations of the natural attitude in order to understand them, but it is also a philosophy for which the world is always “already there”, before reflection, like an inalienable presence… it is the attempt at a direct description of our experience such as it is, and without regard to its psychological genesis, or to the causal explications that the savant, the historian, or the sociologist can furnish of it… it is in our selves that we will find the unity of phenomenology and its true sense.
Thus we can see a strong connection between phenomenology and existentialism; there is indeed a strong subjective position in phenomenology even as it strives to understand experience in terms which transcend psychological causes.
Edmund Husserl, the Moravian mathematician and logician, developed phenomenology into a highly influential discipline which began as a critical study of the psychological aspects of mathematical and logical truths. Husserl criticised logicians of his time for not focusing on the relations between subjective processes that lay at the root of pure logic; and offered a series of three strata on which logical thought could be understood. From a practical level of syntax and grammar, through a level of judgement which created laws to prevent contradiction and formal laws of possible truths, Husserl arrives at a ‘meta’ or ‘transcendental’ logic which frees the logician to work in the realm of universal logic wherein, theoretically at least, the psychological problems of formal categories (logic and mathematics) could be surpassed and all possible valid deductions could be potentially attained.
Extending his study to experience itself, Husserl’s Phenomenological method strives to understand the essential structures of experience by placing an emphasis on subjectivity and the examination of consciousness through the phenomena that appear to it. Husserl seeks out the structures that make experience possible by examining the relationship between the acts of our consciousness and the objects our consciousness, ultimately questioning how these acts and objects are made possible. Like Descartes, Husserl looks for a kind of certainty with regards to understanding consciousness; and, he does not believe that this certainty can be found solely in our immediate experience of the world. But where Descartes had to doubt the truth of all empirical observations until he could prove them solely on the basis of his subjectivity, Husserl views subjective consciousness as intentional with regards to the things of the world––it is always conscious of or about something. Thus, for Husserl, the things of our conscious experience begin with the things of the world––the Cartesian scepticism with regards to the world exterior to the self goes to far.
However, Husserl does want to attempt to examine the objects of experience as separate from any preconceived judgement of reality––he wants to discover them as conscious phenomena, not simply as entities existing in the world. He creates a distinction between phenomenology and ontology: we can see an object before us and understand it to be existing in reality; but we can also imagine the same object, dream of it or possibly hallucinate it. Simply taking an ontological account of how an object immediately appears to us does not describe the complete phenomenology of the possible ways in which we might experience an object in our minds. Using a technique he calls epoché, he ‘brackets’ reality out of experience; this allows him to go beyond the simple and immediate perception of objects and examine the essence of experience as a phenomena. Husserl came to understand experience as relying on a set of basic intuitions which are centred in what he calls the ‘transcendental ego.’ For Husserl, the transcendental ego and the intuitions make the various types of conscious experience possible and are fundamentally responsible for perception, mathematical truth, logic, and all the ways in which we engage meaningfully with the world.
Thus, the reality of the material world––and the objects that constitute it–– is not rejected by Husserl, but rather it is bracketed out in order to enable the clear identification of the structures of perception. The notion that conscious perception of phenomena is driven by properties that we see as emanating from objects themselves is rejected and replaced with the idea that perception is constituted by our intentionality directed towards objects. From the phenomenological standpoint, the object of perception is not understood simply as an external entity, nor is it seen as offering indications about what it is. It is a set aspects and attributes that imply one another under the overall idea or essence of a particular object. Thus we can see, dream, hallucinate and imagine an object, and each one of these functions is an experience of the attributes which constitute our general idea of that object. Later in his career Husserl uses this position to launch a critique of western science, challenging what he views as its dogmatic empirical and naturalistic orientation. He goes as far as to say that mental/spiritual functions exist in their own reality independent of any physical basis and that any science that cannot take this into account is not complete. While his conception of the transcendental ego and pure experience, as well as his discourse on intuitions, places Husserl in the tradition of German idealism epitomised by Hegel and Kant; and although his ‘bracketing’ of reality is clearly a development of Cartesian thought, there is also an element in Husserl’s phenomenology which resonates with work of the American psychologist and philosopher William James.
James recognises, as Husserl did, that the common notion of scientific empiricism was problematic; and while he is, in a sense, in line with the romantic critique of science, James does not wish to promote an antiscientific agenda; rather, he wants to ensure that science is realistic about its claims. James noticed that there was a very strong tendency for science to reduce the natural world into some thing artificial; and that there was a troubling connection between the kinds of claims science makes about a phenomenon and the way in which it is examined. James’ radical empiricism can be understood as concerning itself with an examination of the basis of knowledge, the nature of experience, and how the idea of ‘truth’ is to be properly understood in terms of verification, vindication, and belief. For James, experience cannot be laid out into a hierarchy and it is certainly under no obligation to justify itself to science and philosophy. But, while James takes the position that experience must be examined on its own terms, he rejects the idea that it can be properly understood when it is separated, bracketed, or otherwise removed from the visceral environment that spawns it.
Associationalist thought in its various guises––most famously in Aristotle and the classic empiricism of Locke, Hume, J.S. Mill––tends to take the position that understanding comes about by the continual association of unrelated and independent elemental entities. For James, the objects of the world are only known to the mind as phenomena, as experiences evolving in relation to each other with wilful and meaningful purpose. Thus he views the associationalist position as being mistaken when it claims that the fundamental feelings and observations of the world which construe understanding, the ego, and indeed consciousness itself are unaware of each other. James insists that for consciousness to occur at all there must be what calls a ‘supernumerary intelligence’, a wilful intelligent being, to bind these feelings and perceptions together. For James, the mind is a process of experience which creates the means by which anything can be understood to be existing at all––a non-subjective explanation involving association of constantly conjoined entities, analogies of ‘blank pages’ or ‘vessels’ being filled will not do. James’ “stream of consciousness” describes the ego as the subjective point of awareness that joins experience, permitting the ideas, emotions and feelings that went before to stand in conscious relation to those that are being experienced now and those that we might expect to experience in the future. For James, this explains the continuity of consciousness that is lacking in the associationalist model, but which is clearly a fundamental aspect of experience.
James’ radical empiricism seems to allow for subjectivity in a way that is consistent with experience; and, like Husserl, James understands consciousness as requiring selectivity and intentionality on the part of the individual. But where the exact nature of Husserl’s view on intentionality and its meaning for the human organism is the subject of ongoing debate, James is clear and, above all, pragmatic. The individual becomes conscious of phenomena which are of “highest interest” for him or her to pick out from the immense wash of background stimuli. These highest interests become the intentional focus of subjective consciousness; they give meaning to the objects of experience whose attributes move in relation to each other and traverse the realms of experience––from simple observation, to dreams and hallucinations. Thus the individual or the ego is the result, and in a sense the creator or perpetuator of, a conscious process in which selectivity and intentionality are of fundamental importance to survival. Survival depends on consciousness, not only in a practical sense of identifying and interpreting phenomena, but also in the abstract conditions of its own meaning and necessity: consciousness creates the conditions by which survival ceases to be an hypothesis and becomes an imperative.
For James, experience shows that consciousness, intentionality, and the will are fundamental; and he claims that when scientific theories exclude such fundamental elements they receive only the results that are representative of the narrow methods of inquiry that they employ, creating a warped or incomplete understanding of the subject of investigation. For example, it may well be that part of the way in which we understand the relations between phenomena does indeed have something to do with association, and that experiments involving the association of phenomena and consciousness could tell us something about the nature of the mind. James would claim, however, that this is not necessarily a complete picture of what is going on, and that in fact, most of our experiences do not work in this way at all. The practical, functionalist psychology put in place by James rejects the classic view of consciousness as a Cartesian substance. Rather, it is understood as a process of mental operations which manage a network of systems by way of the will, attention, and selection. It serves a practical purpose in terms of survial by allowing for the formation of coherent experiential interpretations of the world. James’ ideomotor theory of the will describes the functionality of the volitional element of consciousness: initally a collection of reflex responses to the phenomena of experience, basic behaivour becomes more and more adaptive until volition––which informs selectivity and later intentionality––is brought to bear on these initial reflexes; the will expresses itself on behalf of its highest interests; it is not separated from the body, but rather becomes the volitional version of bodily reflexes. Thus intentionality can be understood as a conscious, wilful engagement with the world that develops out of increasingly selective primordial responses to environmental stimuli which are in the higest interests of the organism.
Clearly, the criteria applied in process of choosing the objects of experience we pick out, or otherwise become aware of against the backdrop of the world at large, are central to the phenomenology of Husserl; but, for James, a fundamental part of the selective response to experience is based in reflex and instinct. The practical judgements we make about the objects of experience must necessarily reflect––in essence at least––the process of instinct/intentionality and the conscious stream of experienced phenomena. James’ view is pragmatic; it is not a logical or philosophical exercise; it is functional; ideas about ‘bracketing’ do not apply. In Jamesian terms, we accept as true those ways of understanding experiences that resonate with our highest interests. And this resonance sounds from our most mundane, primitive and banal needs and desires to our loftiest and most sublime aspirations; it rumbles ominously in our deepest fears and sings triumphantly of our greatest achievements. It traverses the empirical, the social, and the transcendental and forms the foundation for belief, insight, and the way in which we come to understand our experience of the world.
Husserl and James seem to part where phenomenology offers a formal representation of experience and psychology offers a material description of it. While the thought of James and Husserl share the basic same purpose––to reveal the purity of experience such as it is given––they interpret experience in very different ways. In its search for the essence, phenomenology treats experience as being, above all, intentional; experience is always subject to the formal structure of intentionality. James’ Radical empiricism employs a continuous conception of experience that is causal of psychological states like intentionality and belief; and this plays a crucial practical role in directing our selectivity and integrating our bodies and minds with the world in a way that quite literally keeps our highest interests in mind.
